This page contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here
_SEBI Registration Details_
Firm Name: INSIGHTFUL | RIA No: INA200015732 | Reg. Type: Non-Individual | Validity: Perpetual | Reg. address: 29A, North End Rd, Krishnaswamy Nagar, Coimbatore 641045 | Phone: 9655566165
Associated SEBI regional office: Southern Regional Office, 7th Floor, 756-L, Anna Salai, Chennai - 600002
BSE Enlistment No: 1138
Registration granted by SEBI, membership of BSE, and certification from NISM does in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Investments in the securities market are subject to market risks. Read all the related documents carefully before investing.
_Regulatory Complaints Disclosure_
SEBI mandates all RIAs to display the status of complaints on the website as shown below. In case of grievances, investors can first contact the intermediary in case of complaints, in our case through the email info@insightful.in. The SEBI ‘SCORES’ website which facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here, and the common Online Dispute Resolution Portal, which facilitates online arbitration for resolution of disputes arising in the Indian Securities Market can be accessed here.
Data as of last month ending : November 30, 2024
| S.No. | Received from | Pending as of last month | Received | Resolved* | Total pending# | Pending >3 months | Avg. resolution time^ |
|---|---|---|---|---|---|---|---|
| Total | 0 | 0 | 0 | 0 | 0 | 0 | |
| 1. | Directly from investors | 0 | 0 | 0 | 0 | 0 | 0 |
| 2. | SEBI - SCORES | 0 | 0 | 0 | 0 | 0 | 0 |
| 3. | Other sources | 0 | 0 | 0 | 0 | 0 | 0 |
Trend of monthly disposal of complaints
| S.No. | Month | Carried fwd. from prev. month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| Total | 0 | 0 | 0 | 0 | |
| 1. | Apr 2024 | 0 | 0 | 0 | 0 |
| 2. | May 2024 | 0 | 0 | 0 | 0 |
| 3. | Jun 2024 | 0 | 0 | 0 | 0 |
| 4. | Jul 2024 | 0 | 0 | 0 | 0 |
| 5. | Aug 2024 | 0 | 0 | 0 | 0 |
| 6. | Sep 2024 | 0 | 0 | 0 | 0 |
| 7. | Oct 2024 | 0 | 0 | 0 | 0 |
| 8. | Nov 2024 | 0 | 0 | 0 | 0 |
| 9. | Dec 2024 | - | - | - | - |
| 10. | Jan 2025 | - | - | - | - |
| 11. | Feb 2025 | - | - | - | - |
| 12. | Mar 2025 | - | - | - | - |
Trend of annual disposal of complaints
| S.No. | Year | Carried fwd. from prev. year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| Total | 0 | 0 | 0 | 0 | |
| 1. | 2018-19 | 0 | 0 | 0 | 0 |
| 2. | 2019-20 | 0 | 0 | 0 | 0 |
| 3. | 2020-21 | 0 | 0 | 0 | 0 |
| 4. | 2021-22 | 0 | 0 | 0 | 0 |
| 5. | 2022-23 | 0 | 0 | 0 | 0 |
| 6. | 2023-24 | 0 | 0 | 0 | 0 |
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SEBI (Investment Advisers) Regulations, 2013 for the previous and current financial year are as under:
| S.No. | Financial year | Compliance Audit Status | Remarks, if any |
|---|---|---|---|
| 1. | FY 2020-21 | Conducted | n/a |
| 2. | FY 2021-22 | Conducted | n/a |
| 3. | FY 2022-23 | Conducted | n/a |
| 4. | FY 2023-24 | Conducted | n/a |
To aid the general public with informative material and tools related to personal finance and investments, SEBI provides an Investor information website www.investor.sebi.gov.in and has also made available the SEBI Saarathi App on the Google Play and Apple App Stores. For more information on these offerings, you can view the SEBI information on this link.
_SEBI Investor Charter_
To facilitate investor awareness, SEBI has created an ‘Investor Charter’ pertaining to Investment Advisers, displayed below for your reference.
